Tuesday, September 16, 2014

Insider Trading Norms: Disclosure of Holdings by Employees



  • Any employee of a listed company should disclose the number of shares held within 2 working days of purchase/ acquisition
  • Any change in such holdings over Rs 5 lakh in value or 25,000 shares or 1% of total shareholding should be disclosed within 2 working days
  • All employees should conduct transactions of companies' shares only in a valid trading window
  • Trading window is closed when results, dividends, rights, bonus, expansion plans, change in policies are published
  • Trading window is opened 24 hours after price-sensitive information is published

0 comments:

Post a Comment